Alpha Financial Technologies

TEAM

Gavin Fearey | Associate General Counsel & Chief Compliance Officer

Mr. Fearey serves as Associate General Counsel and Chief Compliance Officer to AFT.

Prior to May 2009, Mr. Fearey was a senior associate in the Investment Funds, Advisers and Derivatives group of Sidley Austin LLP in Chicago, Illinois. Mr. Fearey holds degrees from Principia College (B.A.), University of Michigan (M.I.S.) and Northwestern University School of Law (J.D.).

One of the risks associated with products utilizing AFT’s indexes (“Products”) is the complexity of the different factors which contribute to the results thereof. Products could decline in a wide range of different market scenarios, including ones in which similar financial products rise substantially. Over the long-term, there is a greater likelihood that the performance potential suggested may be realized; however, over the short-term there is a much greater possibility that Products may decline substantially, causing significant declines. No assurances can be made that the Products’ objectives will be achieved or that losses will be avoided. Past performance is not necessarily indicative of future results. See "Summary of Risk Factors" in the Terms of Use Agreement.

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